The Behavior of Financial Market Entities as an Object of Control and Supervisory Activities of the Bank of Russia

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The subject of the study is the activity of the Central Bank of the Russian Federation the Federation for the implementation of control and supervisory activities over the behavior of financial market entities. The object of the study is the relationship that develops between The Central Bank of the Russian Federation and financial market participants on the issue of assessing the integrity and legality of their interaction. The author explores in details theoretical approaches to the category of «behavior», and attempts to define the concept of «behavior» in relation to the category of «activity». Special attention is paid to the content of the category «behavior». The author examines both Russian and foreign experience in the supervision of behavior and its content. Scientific novelty: it has been established that within the framework of financial law there are no approaches to defining the category of «behavior» as a set of interactions between financial organizations and consumers of financial services. Novelty the research consists in the fact that the author has attempted to develop a category of «behavior» within the framework of financial and public regulation, as well as its differentiation from the category of «activity», the author examines the content of the specified object of supervision and concludes that this is the interaction of financial organizations and consumers of financial services (a variety of practices for the implementation of financial products, their features interactions, the integrity of their actions, the consequences for the financial market). Author Notes the lack of development of elements of regulation of supervision of behavior, the development of which would contribute to the development of a balanced position of participants, guarantees and rights of financial market entities.

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Sobre autores

Andrei Litovko

Financial University under the Government of the Russian Federation

Autor responsável pela correspondência
Email: andreilitovko@yandex.ru
Código SPIN: 7083-7647

postgraduate student

Rússia, Moscow

Bibliografia

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